SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2006
SFC ID Role From Until
1 Berrisford, Carl Thomas M AIZ256 Rep 2004-03-16 2004-05-04
2 Chan, Maureen Wai Ling 陳慧玲 F ACU384 Rep 2004-04-27 2011-03-18
3 Chan, Wai Lung (SFC:AAC760) 陳偉隆 AAC760 Rep 2008-03-18
4 Chen, Yuan (SFC:AEJ844) 陳遠 37 M AEJ844 Rep 2006-04-10 2006-04-21
5 Cheung, Frances 張淑嫻 F AGG658 Rep 2003-07-30 2005-10-05
6 Foo, King Wah 符敬華 ADT598 Rep 2004-06-30
7 Kwan, Chi Hong (SFC:AJB565) 關志康 AJB565 Rep 2003-08-13 2004-04-08
8 Lam, May Mei Kam 林美金 F AAE339 RO 2010-10-18
9 Lee, Jiin Yih 李謹亦 AML646 Rep 2005-11-04 2007-09-11
10 Leung, Chun Shing 梁俊成 ALG206 Rep 2004-11-12 2007-09-15
11 Lin, Ka Ho 連嘉豪 AMR825 Rep 2005-12-29 2007-12-13
12 Man, Kon Sum 文幹森 AFI890 Rep 2004-10-15 2005-07-08
13 Man, Sunny Ho Kit 文浩傑 AMZ965 Rep 2006-03-07 2006-10-20
14 Ng, Pauline Po Yuen 吳溥潤 F AAE985 Rep 2006-04-03 2008-05-30
15 Wong, Benny Man San 黃文山 M ADN019 Rep 2003-07-24 2004-02-17
16 Yeung, Kent Lai Wing 楊禮榮 AIC463 Rep 2004-08-17 2005-02-08
17 Yip, Shui Key 葉紹基 ACS410 RO 2004-08-11 2005-11-18
18 Yonts, Charles Anthony M AJM207 Rep 2004-04-01 2004-10-18
19 Yu, Hoi Kit 余凱傑 AMW555 Rep 2006-02-16 2006-03-03
20 Yuen, Man Yan 袁文茵 AAE316 RO 2010-10-18

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