SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, Chi Leong 陳智亮 | 59 | M | AAK013 | RO | 2006-05-08 | 2010-10-19 |
| 2 | Chan, Maureen Wai Ling 陳慧玲 | F | ACU384 | Rep | 2004-04-27 | 2011-03-18 | |
| 3 | Chan, Wai Lung (SFC:AAC760) 陳偉隆 | AAC760 | Rep | 2008-03-18 | |||
| 4 | Lam, May Mei Kam 林美金 | F | AAE339 | RO | 2010-10-18 | ||
| 5 | Lee, Jiin Yih 李謹亦 | AML646 | Rep | 2005-11-04 | 2007-09-11 | ||
| 6 | Leung, Chun Shing 梁俊成 | ALG206 | Rep | 2004-11-12 | 2007-09-15 | ||
| 7 | Lin, Ka Ho 連嘉豪 | AMR825 | Rep | 2005-12-29 | 2007-12-13 | ||
| 8 | Man, Sunny Ho Kit 文浩傑 | AMZ965 | Rep | 2006-03-07 | 2006-10-20 | ||
| 9 | Ng, Pauline Po Yuen 吳溥潤 | F | AAE985 | Rep | 2006-04-03 | 2008-05-30 | |
| 10 | Yuen, Man Yan 袁文茵 | AAE316 | RO | 2010-10-18 |
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