BGI Capital Limited 金泉金融有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2006	⚥	Role	From	Until
1	Au-Yong, Samuel Shong 歐陽淞	41	M	RO	2005-08-25	2006-12-22
2	Wan, Joseph Chuen Chung 尹銓忠	53	M	RO	2004-03-24	2006-12-22
3	Yeung, Sau Man (SFC:AKJ040) 楊秀文			Rep	2006-09-18	2006-12-27

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