WHARTON INVESTMENT ADVISORS LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2006
Role From Until
1 Karkhanis, Sarang Maitreya (SFC:AGL754) Rep 2003-08-29
2 Lam, Wai Leung (SFC:AFS532) 林偉亮 Rep 2005-10-19
3 Lee, Vivian Gi Yue 李梓瑜 F Rep 2006-10-31 2014-09-30
4 Littell, Christopher James M Rep 2005-05-25
5 Post, David Kenneth M RO 2014-09-30
6 Post, Vanessa Jane (SFC:ABR240) F RO 2015-02-09

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