DALTON CAPITAL (HONG KONG) LIMITED 萬智投資管理(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2007	⚥	SFC ID	Role	From	Until
1	Dalton, Andrew Searle	58	M	AAF149	RO	2005-07-18	2011-04-24
2	Kung, Tak Ho 孔德豪			AFU803	Rep	2007-06-18	2007-12-11
3	Lo, Thomas Y Yu 盧韋耀		M	AFR473	Rep	2007-04-23	2013-12-31
4	Luk, Henrietta Chun Hang 陸仲珩		F	AAJ704	RO	2005-07-18	2017-06-30
5	Ma, Hoi Wai (SFC:ADS048) 馬凱威			ADS048	Rep	2006-01-06	2007-02-06
					RO	2007-02-06	2007-06-14
					Rep	2007-06-14	2007-08-10
					RO	2007-08-10	2017-06-02
6	Parr, William Maxim Renton	28	M	AMS216	Rep	2006-06-12	2007-06-15
					Rep	2007-10-02	2009-09-25
7	Sen, Alexander Buchanan		M	APJ353	Rep	2007-08-07	2008-03-24

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