Lo, Thomas Y Yu 盧韋耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Acer King Capital Hong Kong Limited | RO | Advising on securities | 2017-02-01 | 2017-06-02 | RO | Asset management | 2017-02-01 | 2017-06-02 |
| 2 | ACU SECURITIES LIMITED | RO | Advising on securities | 2016-02-18 | 2016-06-30 | RO | Dealing in securities | 2016-02-18 | 2016-06-30 |
| 3 | DALTON CAPITAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-04-23 | 2007-06-14 | Rep | Asset management | 2007-05-23 | 2013-12-31 |
| 4 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-09-03 | 2007-04-12 | Rep | Dealing in securities | 2004-09-03 | 2007-04-12 |
| 5 | LiZen Asset Management Limited | RO | Advising on securities | 2018-12-04 | RO | Asset management | 2018-12-04 |
| 6 | LONGMEGA ASSET INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2017-08-02 | 2017-09-14 | Rep | Asset management | 2017-08-02 | 2017-09-14 | RO | Advising on securities | 2017-09-14 | 2018-07-16 | RO | Asset management | 2017-09-14 | 2018-07-16 |
| 7 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-03-02 | Rep | Advising on securities | 2004-03-02 | Rep | Dealing in securities | 2004-08-25 |
| 8 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-08-25 |
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