CMS CAPITAL (HK) CO., LIMITED 招商資本(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2007	⚥	Role	From	Until
1	Chan, Alpha Ching Wan 陳青雲	31	M	RO	2007-11-19	2008-05-21
2	He, Jing (SFC:AMX138) 何婧			Rep	2007-09-25	2008-08-18
3	Lai, Andrea Ka Yan 黎嘉欣		F	Rep	2007-09-25	2008-08-13
4	Lau, Yiu Wai (SFC:ACI099) 劉耀威			RO	2004-05-06	2010-01-08
5	Lo, Kung Hang 羅功恆			Rep	2007-10-02	2009-04-25
6	Sen, Tung Ning 神東寧			Rep	2007-12-05	2009-11-14
7	Yang, Yingying 楊莹莹			Rep	2007-09-25	2008-08-13

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