SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 山證國際金融控股有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2008
SFC ID Role From Until
1 Chan, Kai Chun (SFC:APQ512) 陳啟俊 APQ512 Rep 2007-09-19 2009-01-01
2 Cheng, Kung 鄭恭 API059 Rep 2007-08-01 2007-09-07
3 Lau, Chi Ho (SFC:AJD618) 劉志豪 AJD618 Rep 2007-06-05 2008-11-24
4 Man, Kam Cheuk 文錦卓 ACP181 RO 2008-04-22 2008-10-16
5 Ng, Wing Yip 吳永業 APW472 Rep 2007-11-23 2008-12-08
6 Tang, Chi Hong 鄧志康 AAF883 RO 2007-05-18 2008-04-30
7 Xu, Yongjun (SFC:APP925) 許擁軍 APP925 RO 2007-11-06 2012-06-15
8 Yao, Qin (SFC:AOK947) 姚勤 AOK947 RO 2007-05-18 2007-06-18
9 Yeung, Fan (SFC:AJD919) 楊帆 AJD919 Rep 2007-09-11 2008-11-24
10 Yu, Junli 于軍礼 AOK950 RO 2007-05-18 2009-05-16
11 Yu, Yu Kin (SFC:APR199) 俞裕堅 APR199 Rep 2007-09-24 2009-02-01

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