WHARTON INVESTMENT ADVISORS LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2008 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Cheung, Ling Chau 張令宙 | AOA755 | Rep | 2006-12-12 | 2008-05-23 | ||
| 2 | Karkhanis, Sarang Maitreya (SFC:AGL754) | AGL754 | Rep | 2003-08-29 | |||
| RO | 2007-04-16 | 2014-06-30 | |||||
| 3 | Lam, Wai Leung (SFC:AFS532) 林偉亮 | AFS532 | Rep | 2005-10-19 | |||
| 4 | Lee, Vivian Gi Yue 李梓瑜 | F | ABY975 | Rep | 2006-10-31 | 2014-09-30 | |
| 5 | Littell, Christopher James | M | AGM210 | Rep | 2005-05-25 | ||
| 6 | Ng, Shung Kai 吳崇佳 | ARE819 | Rep | 2008-07-11 | 2011-12-31 | ||
| 7 | Post, David Kenneth | M | ACA578 | RO | 2014-09-30 | ||
| 8 | Post, Vanessa Jane (SFC:ABR240) | F | ABR240 | RO | 2015-02-09 | ||
| 9 | Stuart, Shane Vivian Julian | M | ADR450 | Rep | 2007-09-21 | 2007-10-10 | |
| RO | 2007-10-10 | 2009-03-31 | |||||
| 10 | Wong, Ching Ping (SFC:ARH647) 王靖平 | ARH647 | Rep | 2008-08-25 | 2009-03-31 | ||
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