CHI CAPITAL SECURITIES LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
SFC ID Role From Until
1 Chui, Bing Sun 徐秉辰 32 M AMU554 RO 2006-03-16 2007-01-16
2 De Maio, Thomas Vincent Jr M AML645 Rep 2006-07-21 2007-03-31
3 Du, Trinh C 謝昭程 ADI099 RO 2004-09-07 2004-10-29
4 Giang, Maryanne Phung Van 江鳳文 AEL911 RO 2005-02-16 2005-12-07
Rep 2005-12-07 2006-04-03
5 Hui, Wai Man (SFC:AIU457) 許偉民 AIU457 RO 2007-03-27 2009-07-31
6 Lam, Kar Leung 林家良 AAD541 Rep 2006-03-07 2006-05-25
RO 2006-05-25 2007-12-01
7 Lau, Chun Keung (SFC:ADR543) 劉俊強 ADR543 RO 2008-04-22 2009-04-07
8 Ma, Chor Hung 馬楚雄 AFD918 Rep 2006-06-28 2006-08-22
RO 2006-08-22 2007-03-31
9 Wat, Chi Ming 屈志銘 ADU895 RO 2004-09-07 2005-05-09
10 Wong, Charles Chau Chi 黃秋智 45 M ACS816 RO 2005-03-04 2005-12-02
11 Wu, Alan (SFC:AFH037) 伍德倫 M AFH037 RO 2005-11-25 2006-03-15
12 Yao, Li (SFC:AMI619) 姚黎 AMI619 Rep 2005-10-17 2006-04-03

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