Oppenheimer Investments Asia Limited 凱萬亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bernstein, Steven A | M | AUQ299 | RO | 2010-02-12 | 2011-11-30 | |
| 2 | Bhatia, Chetan (SFC:AUG618) | AUG618 | RO | 2010-02-12 | 2012-01-27 | ||
| 3 | Cook Iii, Thomas Crawford | M | ASI335 | RO | 2010-02-12 | 2010-09-07 | |
| 4 | Holmes, Charles Broadfoot | M | AUG616 | RO | 2010-02-12 | 2015-03-15 | |
| 5 | Liu, Hanhua 劉漢華 | AUW243 | Rep | 2010-03-16 | 2011-03-27 | ||
| 6 | Millet, Matthieu Louis Fumiyochi | M | ARH193 | Rep | 2010-03-11 | 2011-08-25 | |
| 7 | Ng, Chi Fai (SFC:ACR411) 吳梓輝 | ACR411 | RO | 2010-02-12 | 2011-03-09 |
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