Oppenheimer Investments Asia Limited 凱萬亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bernstein, Steven A | M | AUQ299 | RO | 2010-02-12 | 2011-11-30 | |
| 2 | Bhatia, Chetan (SFC:AUG618) | AUG618 | RO | 2010-02-12 | 2012-01-27 | ||
| 3 | Bu, Wenyuan 卜文淵 | AUW509 | Rep | 2010-04-19 | 2011-10-11 | ||
| 4 | Cook Iii, Thomas Crawford | M | ASI335 | RO | 2010-02-12 | 2010-09-07 | |
| 5 | Holmes, Charles Broadfoot | M | AUG616 | RO | 2010-02-12 | 2015-03-15 | |
| 6 | Hui, Florence Wai Ying 許慧瑩 | F | AUW505 | Rep | 2010-04-19 | 2011-03-21 | |
| 7 | Lin, Michelle Chia-Hsing | F | AUW242 | Rep | 2010-04-19 | 2011-03-18 | |
| 8 | Liu, Hanhua 劉漢華 | AUW243 | Rep | 2010-03-16 | 2011-03-27 | ||
| 9 | Millet, Matthieu Louis Fumiyochi | M | ARH193 | Rep | 2010-03-11 | 2011-08-25 | |
| 10 | Ng, Chi Fai (SFC:ACR411) 吳梓輝 | ACR411 | RO | 2010-02-12 | 2011-03-09 | ||
| 11 | Wong, Jia 王嘉 | AUW494 | Rep | 2010-04-19 | 2012-04-16 |
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