Oppenheimer Investments Asia Limited 凱萬亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2010 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Bernstein, Steven A | M | RO | 2010-02-12 | 2011-11-30 | |
2 | Bhatia, Chetan (SFC:AUG618) | RO | 2010-02-12 | 2012-01-27 | ||
3 | Bu, Wenyuan 卜文淵 | Rep | 2010-04-19 | 2011-10-11 | ||
4 | Cook Iii, Thomas Crawford | M | RO | 2010-02-12 | 2010-09-07 | |
5 | Holmes, Charles Broadfoot | M | RO | 2010-02-12 | 2015-03-15 | |
6 | Hui, Florence Wai Ying 許慧瑩 | F | Rep | 2010-04-19 | 2011-03-21 | |
7 | Kaneko, Satsuki | Rep | 2010-08-27 | 2011-02-07 | ||
8 | Lau, Caroline Man Har 劉曼霞 | F | Rep | 2010-08-05 | 2013-02-18 | |
9 | Lin, Michelle Chia-Hsing | F | Rep | 2010-04-19 | 2011-03-18 | |
10 | Liu, Hanhua 劉漢華 | Rep | 2010-03-16 | 2011-03-27 | ||
11 | Millet, Matthieu Louis Fumiyochi | M | Rep | 2010-03-11 | 2011-08-25 | |
12 | Ng, Chi Fai (SFC:ACR411) 吳梓輝 | RO | 2010-02-12 | 2011-03-09 | ||
13 | Wang, Shuyi (SFC:AVQ913) 王舒誼 | Rep | 2010-08-31 | 2011-04-19 | ||
14 | Wong, Jia 王嘉 | Rep | 2010-04-19 | 2012-04-16 | ||
15 | Xu, Dapeng (SFC:AUZ670) 徐大鵬 | Rep | 2010-05-28 | 2015-06-30 |
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