ICAP Securities Hong Kong Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
SFC ID Role From Until
1 Cava Jones, Justin Huw M AMO655 Rep 2005-10-12 2011-06-04
2 Clerget, Yann Ulrich Christian M AQN581 Rep 2008-02-25 2018-06-30
3 Dasgupta, Shaona (SFC:AWR522) AWR522 Rep 2011-02-14 2011-09-01
4 Dobson, Jason David M AVV850 RO 2010-11-25 2012-12-31
5 Hartley, Alexander James Sutherland M ANF053 Rep 2006-03-20 2014-08-29
6 Heidelberg, Jean Christophe M ALG138 Rep 2006-01-12 2013-06-27
7 Huang, Yuhua (SFC:AWR982) 黃宇華 AWR982 Rep 2011-01-24 2011-08-30
8 Hutton, Jason Alec 42 M ASK838 Rep 2011-04-18 2011-09-16
9 Kee, Kevin Chor Kwang M AXB512 Rep 2011-03-25 2011-06-30
10 Laurens, Xavier Emmanuel M AMI416 RO 2007-11-26 2014-07-24
11 Leung, Kai Fan 梁啟勳 ARF024 Rep 2008-06-20 2015-12-31
12 Li, Yuyan 李豫燕 AWT574 Rep 2011-02-09 2011-08-30
13 Lo, Chi Keung (SFC:AFT940) 盧志強 AFT940 Rep 2006-02-08 2015-10-31
14 Mangin, Charles M AQI139 Rep 2011-04-19 2014-04-30
15 Mulas De Goyeneche, Jaime AOO264 Rep 2007-02-12 2014-11-21
16 Petkova, Tania Kostadinova AWD679 Rep 2010-11-17 2014-03-15
17 Robine, Charles-Antoine Marie Godfroy M ATC945 Rep 2009-06-18 2014-04-30
18 Saisi, Jack (SFC:ANK164) M ANK164 Rep 2006-05-15 2011-11-18
19 Sordet, Nicolas Olivier Francois Marie M ANG960 RO 2009-05-08 2013-07-01
20 Tse, Ho Seng 謝灝笙 AGG690 Rep 2009-02-02 2014-11-16
21 Tubiana, Frederic Antoine M AFT309 Rep 2006-01-12 2013-07-01
22 Zaher, Paul Riad M AQN580 Rep 2008-02-25 2018-06-30
23 Zeng, Ailing ASX602 Rep 2011-04-08 2011-09-16

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