UBS INTERNATIONAL HONG KONG LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	SFC ID	Role	From	Until
1	Chiu, Charles Yiu Wing 趙耀榮		M	AEE312	Rep	2011-01-10	2012-12-08
2	Lam, Roger Sen Boon 林盛邦		M	ARD577	RO	2008-06-13	2012-12-08
3	Lapadula, Catherine Marie		F	ANP647	RO	2006-09-11	2012-12-08

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