UNITED GAIN INVESTMENT LIMITED 聯威投資有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	SFC ID	Role	From	Until
1	Lau, Chi Yiu 劉志耀	47	M	AEM824	RO	2003-08-07
2	Lum, Richard Chor Wah 林楚華	52	M	ABA078	RO	2003-08-07	2021-10-18
3	Shum, Kevin Chung Kiu 岑宗橋		M	ANZ639	Rep	2007-11-29	2011-04-05
4	Wong, Ying Ying (SFC:AVN303) 王盈盈			AVN303	Rep	2010-09-03	2019-11-29
5	Yan, Leo Kei Shui 甄祺瑞		M	AOG060	Rep	2011-08-30	2013-01-11

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