Wells Fargo Securities Asia Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2012 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | An, Sang Beom | AYX987 | Rep | 2012-03-15 | 2017-05-17 | ||
2 | Antweiler Iii, John Christian | M | ALQ494 | RO | 2008-10-30 | 2013-01-07 | |
3 | Banson, Eric Laurea | M | ASX744 | RO | 2010-12-07 | 2019-05-16 | |
4 | Chiang, Pei Yun 蔣佩芸 | ARF128 | Rep | 2008-07-31 | 2017-05-17 | ||
5 | Donohugh, William Hugh McGregor 唐威林 | M | ACM011 | RO | 2008-04-25 | 2013-08-31 | |
6 | Geng, Cong (SFC:AWT803) 耿聰 | AWT803 | Rep | 2011-02-28 | 2019-05-16 | ||
7 | Guha, Somit | AYW331 | Rep | 2012-02-20 | 2013-07-31 | ||
8 | Ho, Noelle Ying 何熒 | F | AQT287 | Rep | 2008-05-05 | 2015-08-31 | |
9 | Huang, Haiming (SFC:AWU883) 黃海明 | AWU883 | Rep | 2011-03-16 | 2015-01-30 | ||
10 | Kwon, Sung Wook | ATO040 | Rep | 2009-08-17 | 2019-09-30 | ||
11 | Lam, Cham (SFC:ARA670) 林箴 | ARA670 | Rep | 2008-05-19 | 2014-06-03 | ||
12 | Lau, Sing Chong 劉承浚 | AOE376 | Rep | 2012-06-26 | 2014-05-16 | ||
13 | Leung, Lai Woon 梁禮桓 | ARF127 | Rep | 2008-07-31 | 2015-10-23 | ||
14 | Lin, Chun Ju 林純如 | AQW398 | Rep | 2008-05-21 | 2013-12-31 | ||
15 | McCullough, Ian Thomas | M | AYB107 | Rep | 2011-09-14 | 2015-03-04 | |
16 | Sciulli, Michael Joseph | M | AYY812 | Rep | 2012-03-02 | 2013-03-15 | |
17 | Sheh, Ho Kwong 佘浩光 | ABZ266 | RO | 2012-03-12 | 2019-09-30 | ||
18 | Shen, Xiaoyi (SFC:AUJ706) 沈曉懿 | AUJ706 | Rep | 2010-12-13 |
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