GFI (HK) SECURITIES L.L.C.

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2013
Role From Until
1 Ahmed, Syed Shaaz Rep 2011-02-21 2011-04-26
2 Aquino, Derrick Anthony Constantino M Rep 2006-06-05 2009-08-19
RO 2009-08-19 2013-12-03
3 Bavis, Mark John M Rep 2006-03-03 2012-01-05
4 Bellahcene, Nasser Rep 2010-07-06 2011-05-31
5 Bollerman, Luke Andre M Rep 2008-07-29 2009-07-31
6 Bradford, David John M Rep 2004-11-22 2007-07-24
RO 2007-07-24 2009-06-03
Rep 2009-06-03 2011-03-22
RO 2011-03-22 2021-10-29
7 Brown, Ian Clement M Rep 2009-02-12 2010-07-02
8 Bruno, Luigi Raphael M Rep 2010-06-15 2011-01-31
9 Bukharov, Ivan M Rep 2012-07-31 2014-05-31
10 Callaghan, Lee John M Rep 2012-12-12 2013-08-07
11 Castagne, Allan John M Rep 2009-07-16 2012-07-26
12 Cheung, Ellen Ngar Yan 張雅茵 F Rep 2008-05-20 2011-05-11
13 Chew, Philip Guy (SFC:ALN622) M Rep 2004-12-08 2008-07-01
14 Chillington, Timothy John M Rep 2009-06-01 2012-05-01
15 Chua, Pei Feng 蔡佩芬 Rep 2009-03-24 2013-11-30
16 Colgan, Davis Gerrard Rep 2011-08-01 2011-11-01
17 Cooney, Michael James (SFC:AJD244) M Rep 2006-03-03 2006-10-31
18 Corner, Andrew Mark Gordon M Rep 2013-07-02 2015-02-11
19 Crommen, Gregory M Rep 2010-12-14 2012-07-26
20 Crossan, Robert Emmit M Rep 2003-06-30
21 De Bourayne, Olivier Marie Stephane M Rep 2011-08-05 2012-01-19
22 Didier, Virginie Emilie F Rep 2009-06-19 2010-09-10
23 Four, Matthew M Rep 2011-05-30 2015-02-16
24 Fujita, Daisuke Rep 2012-08-10 2013-03-11
25 Fung, Ching Yu 馮程宇 Rep 2011-03-28 2018-01-15
26 Fung, Kin Leung 馮健樑 Rep 2007-09-17 2008-05-01
27 Fung, Wilson Kee Hang 馮紀恆 M Rep 2010-05-14 2010-10-31
28 Gougenheim, Jeremie Rep 2007-09-06 2012-01-14
29 Grimes, Ryan Mccracken M Rep 2007-11-02 2011-05-20
30 Guetta, Yohan Victor Haim M Rep 2011-04-18 2012-01-14
31 Guillo, Mathieu M Rep 2009-02-20 2012-09-14
32 Hall, Jon (SFC:AGK991) Rep 2005-03-07 2007-08-13
33 Halper, Brady Seth M Rep 2004-09-22
34 Hine, Peter John M Rep 2005-03-23
RO 2005-03-23 2005-09-08
35 Hyams, Andrew Jon M Rep 2008-09-30 2017-09-22
36 Jessop, Gary Mark M Rep 2009-01-12 2011-11-05
37 Kang, Gyong Hee F Rep 2009-10-20 2015-02-17
38 Kim, Jason Sung Dal M Rep 2008-11-11 2010-06-21
39 Kornberg, Benjamin Mikael M Rep 2009-08-04 2011-02-05
40 Kosaka, Tomomi (SFC:AHT189) 小坂朋美 Rep 2005-02-17 2009-12-10
41 Kotake, Toshiya Rep 2013-03-04 2013-11-06
42 Kotecha, Anuj Ashok M Rep 2011-08-01 2011-11-01
Rep 2011-12-06 2013-06-13
43 Lai, Telun Tik Lun 賴迪麟 Rep 2009-06-18 2012-05-01
44 Lee, Andrew Yeng 李英揚 M Rep 2008-11-14 2010-07-16
45 Lee, Cliff Yee Gong 李宜剛 M Rep 2006-09-27 2008-02-29
46 Lee, Daniel Yat Hung 李逸洪 M Rep 2012-05-28 2013-10-15
47 Lee, Yick Chung 李易聰 Rep 2008-11-14 2010-07-16
48 Longuet-Higgins, Philip Jonathan M Rep 2012-04-17 2013-02-28
49 Ma, Ching Man 馬靜雯 Rep 2008-12-17 2017-10-20
50 Ma, Hoi Sze 馬凱詩 Rep 2011-10-26 2018-01-15
51 Mariano, Timothy Charles M Rep 2005-03-09
RO 2005-03-09 2019-05-15
52 McGlynn, Paul Anthony (SFC:ALJ765) M Rep 2007-01-11 2007-06-23
53 Minards, Timothy Bede M Rep 2009-08-03 2009-10-17
54 Monot, Cosme Hubert Roger Pierre M Rep 2010-05-25 2010-12-25
55 Moore, Ashley Spencer M Rep 2009-01-14 2009-12-07
56 Moore, Marianne Nicole F Rep 2009-03-17 2009-06-01
57 Mower, Andrew Lance M Rep 2012-02-06 2012-05-01
58 Mundigian, Vatche Vartan M Rep 2010-01-22 2015-02-11
59 Na, Jung-Tae 羅貞泰 Rep 2012-10-15 2013-03-20
60 Nakamura, Taro 中村太郎 Rep 2012-07-25 2013-05-31
61 Nebout, Alexandre Stanislas Thierry M Rep 2009-12-07 2011-07-13
62 Neligan, David Alexander M Rep 2012-01-10 2015-02-28
63 Nesbitt, Jonathan Michael M Rep 2004-11-19 2009-12-25
64 Nguyen, Thanh Cao Rep 2008-11-14 2009-01-22
RO 2009-01-22 2010-05-27
65 Nicholson, Robert Kenneth M Rep 2012-02-03 2015-02-11
66 Nicolle, Amanda Louise F Rep 2009-03-24 2009-08-07
67 Noh, Kyoung Tae Rep 2011-04-04 2012-03-24
68 Orton, Jamie (SFC:AZD119) M Rep 2012-03-09 2015-02-11
69 Park, Hye Yon Rep 2010-12-16 2011-03-07
70 Patel, Rupesh (SFC:AXR739) Rep 2011-07-25 2011-10-25
71 Peard, Andrew Davis Lozada M Rep 2004-11-19 2012-09-14
72 Pockney, Edward James M Rep 2009-01-12 2011-05-05
73 Quevedo, Ma. Carla Valenzuela Rep 2006-12-29 2016-10-05
74 Rhee, Vincent Suk Kyu M Rep 2010-12-13 2011-10-29
75 Sakamoto, Yuki Rep 2012-08-10 2013-12-31
76 Saldanha, Joshua Gerard M Rep 2009-07-14 2010-05-08
77 Simpson, Robert Roy Charles M RO 2005-03-10 2007-08-01
Rep 2007-08-01 2008-07-01
78 Sohn, Charles Chongho M Rep 2009-10-27 2011-02-14
79 Soon, Yung Kuen 秦容娟 Rep 2011-08-10 2012-12-31
80 Sparrow, Nicholas Charles M Rep 2010-07-05 2013-04-19
81 Sripunporn, Roger Ardisorn 潘小山 M Rep 2010-01-04 2018-01-16
82 Sznajder, Samuel M Rep 2009-11-11 2012-01-13
83 Topping, Matthew George Peter M Rep 2012-12-06 2014-09-30
84 Tsang, Simon Sai Cheong 曾世昌 M Rep 2010-03-12 2010-07-23
85 Tsun, Alexander Wing Gey 秦榮基 32 M Rep 2009-05-05 2010-03-02
86 Valdisolo, Mattia Rep 2011-03-04 2012-05-10
87 White, Paul George M Rep 2005-01-19 2012-01-05
88 Wilson, Matthew Elliot M Rep 2008-06-19 2010-04-15
89 Wong, Andrew Siu Hang 黃兆恒 M Rep 2008-08-26 2015-06-30
90 Young, Timothy James (SFC:AOX767) M Rep 2012-12-10 2013-12-10
91 Zieleman, Tara Jessica F Rep 2009-11-24 2010-05-24

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