CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2013 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Chan, Ka Chun (SFC:ABG469) 陳家俊 | ABG469 | Rep | 2011-06-24 | 2011-07-26 | ||
RO | 2011-07-26 | ||||||
2 | Fowler, Luke (SFC:AQM674) | M | AQM674 | Rep | 2011-08-02 | ||
3 | Jung, Christopher Lam 曾俊文 | M | ADX061 | Rep | 2012-11-28 | 2013-10-24 | |
RO | 2013-10-24 | 2013-12-23 | |||||
4 | Ko, Margaret Yuyin | F | AGB871 | Rep | 2011-07-15 | 2012-07-20 | |
5 | Kwok, Pui Ying 郭佩瑛 | ABV967 | RO | 2013-09-30 | 2014-04-22 | ||
6 | Lu, Yilin (SFC:AOG682) 呂禕麟 | 32 | M | AOG682 | RO | 2011-05-25 | 2013-10-23 |
7 | Wan, Li (SFC:AHD514) 萬里 | AHD514 | RO | 2011-05-25 | 2012-02-17 | ||
8 | Woo, Jimmy Cheung Yee 吳祥貽 | M | ADI032 | RO | 2011-05-25 | 2011-06-28 | |
9 | Yao, Jack Hsin-Chou 姚信州 | M | APQ725 | Rep | 2012-11-28 | 2019-11-21 |
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