PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 信安環球投資(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
SFC ID Role From Until
1 Chandgothia, Binay AMQ648 RO 2006-03-20 2021-06-11
2 Chang, Helen 張令遠 F APC655 RO 2009-01-06 2019-11-29
3 Ho, Cham (SFC:BCG431) 何湛 BCG431 Rep 2014-07-03 2018-06-15
4 Shin, Hee Jai 申熙才 AXT587 Rep 2014-06-17 2022-12-31
5 Sze, Woon Sang 史煥生 AFW549 Rep 2013-12-03 2015-04-15
6 Wang, Xi (SFC:AON741) 王曦 AON741 RO 2013-04-05 2023-10-25
7 West, Kenneth Kirk M ANJ789 RO 2008-11-28 2023-10-25
8 Xiao, Yang (SFC:ARO451) 蕭楊 ARO451 Rep 2013-03-08 2020-05-23
9 Yang, Fan (SFC:BDD668) 楊帆 BDD668 Rep 2014-04-01 2018-04-25
10 Yu, Ran (SFC:BBR452) 郁然 BBR452 Rep 2013-08-13 2022-12-31

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