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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2015	⚥	SFC ID	Role	From	Until
1	Houghton, Vincent		M	ASC708	Rep	2011-05-01	2019-09-17
2	James, Robert Keith		M	ANR401	RO	2014-11-03	2023-12-01
3	Kang, Lili 康麗麗			AON877	RO	2015-03-13
4	Pinge, Gaurish			AMD158	RO	2015-04-27	2023-04-18
5	Raper, David James		M	AFP815	RO	2010-12-28	2025-07-01
6	Yu, Baijing 余白靜			AUL598	Rep	2011-08-01	2020-07-24

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