SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 山證國際資產管理有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016
SFC ID Role From Until
1 Chen, Yu (SFC:AQS372) 陳裕 AQS372 Rep 2016-10-03 2016-11-02
RO 2016-11-02 2017-11-19
2 Fong, Patrick Kam Cheung 方錦章 M AMQ876 RO 2015-06-19 2016-04-08
3 Hui, David Lam Chiu 許林釗 ADF453 RO 2015-06-19 2018-12-11
4 Lin, Yanling (SFC:BCB853) 林燕玲 BCB853 Rep 2015-10-09 2019-05-22
5 Ng, Wang To (SFC:ADH937) 吳宏圖 48 M ADH937 Rep 2016-03-16 2016-03-31
6 Song, Qihu 宋启虎 BHN014 RO 2016-08-19
7 Xiao, Lingzi 肖翎子 BGN156 Rep 2015-11-25 2016-05-16
8 Xie, Feng (SFC:AWP435) 謝峰 AWP435 Rep 2015-07-23 2017-05-20

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