SHANGGU ASSET MANAGEMENT (ASIA) LIMITED 上古亞洲資產管理有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2017
SFC ID Role From Until
1 Chan, James Wai Keung 陳偉強 BJD772 RO 2017-06-16 2021-02-04
2 Chan, King Yuet 陳琼月 AHF243 Rep 2017-12-20 2018-03-14
3 Lau, Hok Sum (SFC:ADV455) 劉學森 ADV455 Rep 2017-09-01 2018-02-13
4 Lin, Ni (SFC:BAL766) 林昵 BAL766 RO 2017-06-16 2018-05-31
5 Mok, Sin Yee 莫倩儀 AMS525 RO 2017-06-16 2020-01-01
6 Wang, Wei (SFC:AKI926) 王瑋 AKI926 RO 2017-06-16 2019-01-31

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