Brookfield Advisors (Hong Kong) Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2019
SFC ID Role From Until
1 Chan, Alex King Fai 陳敬輝 BDY278 RO 2018-12-10 2019-11-29
2 Gabbai, Maurizio Mose (SFC:BIC486) 瑋奇 BIC486 Rep 2019-01-25 2020-04-09
3 Hall, Jeremy George M ATD521 Rep 2017-01-27 2017-05-15
RO 2017-05-15 2023-07-07
4 Lam, Ching Man (SFC:BDR322) 林靜雯 BDR322 Rep 2017-02-08 2018-08-10
5 Loh, Elizabeth J. 樂家寧 F ACC527 Rep 2017-02-14 2018-09-14
6 Mercier, Stuart M BDH940 Rep 2017-03-06 2017-05-22
RO 2017-05-22 2024-04-01
7 Nicholls, Paul Stewart (SFC:ARD920) M ARD920 RO 2017-01-04 2018-11-30
8 Suh, Won Bin 徐源斌 BDH938 Rep 2018-02-05 2021-05-01
9 Thassim, Niel 46 M AOG997 RO 2017-01-04 2024-07-22

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