AAA Securities Co. Limited

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	SFC ID	Role	From	Until
1	Chan, Dennis Kwok Leung 陳國樑		M	AEO546	RO	2016-11-02
2	Chiu, Man Hon (SFC:AAA833) 趙文康			AAA833	Rep	2017-01-13	2017-10-06
3	Li, Ying Kin (SFC:BBE439) 李應健			BBE439	Rep	2016-11-23	2017-02-14
4	Lo, Chi Man (SFC:AJB649) 羅志文			AJB649	RO	2018-05-10
5	Tang, Wai Yi (SFC:AJM660) 鄧惠儀			AJM660	Rep	2017-04-06	2017-05-26
					RO	2017-05-26
6	Wong, Man Chun (SFC:APQ127) 黃文俊			APQ127	Rep	2017-10-27	2018-01-22
7	Yiu, Chi Wah (SFC:ACT308) 姚志華		M	ACT308	RO	2016-11-02	2017-05-31

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