Carrington Asset Management Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	SFC ID	Role	From	Until
1	Lau, Chun Sing (SFC:ANQ367) 劉振聲			ANQ367	RO	2019-04-18	2021-04-30
2	Tsang, Wayne Wai Yan 曾惠恩		M	AIH007	RO	2019-08-19	2023-06-14

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