Capstone Financial (HK) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2022	⚥	SFC ID	Role	From	Until
1	Proudlock, Timothy Laurence 彭樂添	40	M	BEZ154	RO	2021-08-03	2024-07-02
2	Wickham, Oliver Jeremy		M	AQC490	RO	2021-08-03	2025-03-26

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