Capital 9 Limited 第九資本有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2022	⚥	SFC ID	Role	From	Until
1	Chan, Man Yee (SFC:AFG784) 陳敏儀			AFG784	Rep	2020-09-07	2020-11-12
					RO	2020-11-12
2	Chan, Shuk Mei (SFC:BEA066) 陳淑媚			BEA066	Rep	2020-07-30
3	Chu, Tat Hoi 朱達凱	49	M	ADP069	RO	2020-07-16	2024-05-31
4	Lai, Cheuk Hong 黎卓匡			APA137	RO	2020-07-16	2021-07-01
5	Tan, Byron Ye Kai 陳毅凱	54	M	AEP447	Rep	2021-06-17	2021-07-13
					RO	2021-07-13

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