AUGUSTINE SECURITIES COMPANY LIMITED 奧古證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	SFC ID	Role	From	Until
1	Au, Kin Yu 區健余			BBF288	RO	2018-08-13	2024-02-05
2	Chu, Kar Son 朱嘉迅			AUZ444	RO	2018-08-13	2020-05-12
3	Lee, Ka Ho (SFC:BBT497) 李家豪			BBT497	Rep	2020-04-28	2020-08-12
					RO	2020-08-12	2021-08-09
4	Lee, Wai Yee (SFC:APH361) 李慧儀			APH361	RO	2018-08-13	2023-12-29
5	Wong, Chui Lan 黃翠蘭			BMX826	Rep	2018-10-03	2023-11-01
6	Zhu, Ming (SFC:BMX629) 朱明			BMX629	Rep	2018-10-29	2023-11-01

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