1020 Capital Management Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	SFC ID	Role	From	Until
1	Dore, James Anthony		M	AML303	RO	2021-08-18	2025-05-20
2	Kuo-Tsing-Jen, Nicolas Guillaume Stephane		M	ARN751	RO	2021-08-23	2025-05-20
3	Ng, Tsz Wing (SFC:BBD847) 吳梓榮			BBD847	Rep	2020-11-18	2025-05-20
4	Pedrono, Benoit Vincent Gerard		M	APY405	RO	2020-08-25

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