iCapital Hong Kong Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2024	⚥	SFC ID	Role	From	Until
1	Chan, Edwin Kin Bong 陳建邦		M	ANP708	RO	2023-08-18
2	Chui, Lap Pan 徐立斌			BCK283	Rep	2023-10-10	2023-11-28
					RO	2023-11-28
3	Lau, Sum Yi 劉心怡			BNW971	Rep	2023-10-10	2023-10-11
					RO	2023-10-11	2024-08-09
4	Tse, Jean-Louis Chi-Ho 謝志豪			APJ316	RO	2023-08-18	2023-10-20
5	Yang, Seungju			BFX291	Rep	2023-09-20

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