ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2024	⚥	Role	From	Until
1	Choong, Ignatius Wooi Kean	63	M	RO	2022-12-21
2	Lee, Sin Yeung 李善揚			Rep	2024-08-07
3	Leung, Wai Lap 梁維納			Rep	2023-05-05
4	Lin, Xiao Xiao 林瀟瀟			Rep	2023-05-02	2024-06-20
				RO	2024-06-20
5	Luk, Linda Wing Sze 陸穎詩		F	RO	2023-01-11
6	Yung, Kathryn Ka Sing 榮嘉信	50	F	RO	2022-12-21	2022-12-31

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