ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2024	⚥	SFC ID	Role	From	Until
1	Choong, Ignatius Wooi Kean	63	M	ADT736	RO	2022-12-21
2	Lee, Sin Yeung 李善揚			BQM186	Rep	2024-08-07
3	Leung, Wai Lap 梁維納			BTO753	Rep	2023-05-05
4	Lin, Xiao Xiao 林瀟瀟			BER963	Rep	2023-05-02	2024-06-20
					RO	2024-06-20	2024-09-27
5	Luk, Linda Wing Sze 陸穎詩		F	ACM359	RO	2023-01-11
6	Yung, Kathryn Ka Sing 榮嘉信	50	F	BGZ327	RO	2022-12-21	2022-12-31

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