Oppenheimer Investments Asia Limited 凱萬亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bernstein, Steven A | M | AUQ299 | RO | 2010-02-12 | 2011-11-30 | |
| 2 | Cook Iii, Thomas Crawford | M | ASI335 | RO | 2010-02-12 | 2010-09-07 | |
| 3 | Holmes, Charles Broadfoot | M | AUG616 | RO | 2010-02-12 | 2015-03-15 | |
| 4 | Huang, Bo-Kai 黃柏愷 | AKY607 | Rep | 2010-10-13 | 2012-01-18 | ||
| 5 | Kaneko, Satsuki | ANT209 | Rep | 2010-08-27 | 2011-02-07 | ||
| 6 | Kang, Minja | AGJ645 | Rep | 2010-09-24 | 2011-05-18 | ||
| 7 | Lau, Caroline Man Har 劉曼霞 | F | AVK663 | Rep | 2010-08-05 | 2013-02-18 | |
| 8 | Liao, Ya Tzu 廖雅姿 | ALN825 | Rep | 2010-10-15 | 2011-10-21 | ||
| 9 | Millet, Matthieu Louis Fumiyochi | M | ARH193 | Rep | 2010-03-11 | 2011-08-25 | |
| 10 | Wang, Shuyi (SFC:AVQ913) 王舒誼 | AVQ913 | Rep | 2010-08-31 | 2011-04-19 | ||
| 11 | Yip, Chung Leung 葉仲量 | AWF608 | Rep | 2010-11-08 | 2012-04-26 |
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