Oaktree Capital (Hong Kong) Limited 橡樹資本(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Baker, Skardon Francis		M	ANS307	Rep	2006-08-02	2007-02-01
					Rep	2007-05-21	2010-07-20
2	de Jong, Jelmar Cornelis Johannes		M	ACN343	Rep	2008-06-26	2012-06-12
3	Doherty, Manning Lea			AFA132	Rep	2006-08-07	2011-10-28
4	Henderson, Loyd Tarver			ASP036	Rep	2009-03-20	2009-07-31
5	Kaplan, Stephen A		M	AMV288	RO	2006-07-12	2016-10-21
6	Kerins, William Francis		M	AJI695	RO	2006-07-12	2012-09-28
7	Suratkal, Kishore Sheena		F	AFE831	Rep	2006-09-15	2010-03-16
8	Zhu, Dennis Demiao 朱德淼	46	M	AOS222	Rep	2007-05-14	2011-06-08

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