GUOTAI JUNAN ASSETS (ASIA) LIMITED 國泰君安資產管理(亞洲)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Chen, Yijin (SFC:APD345) 陳義進 APD345 Rep 2008-08-29 2010-09-30
2 Cheung, Charles Lai Yan 張禮仁 M AAV372 RO 2004-11-29 2011-03-08
3 Ming, Liang (1981) 明亮 29 F AQS482 Rep 2008-08-29 2017-12-06
4 Mok, Wai Man Derek (SFC:AMC666) 莫偉民 M AMC666 Rep 2008-03-14 2010-12-15
5 Tong, Leung Kwing 唐良炯 AIL180 Rep 2010-06-09 2012-03-08
6 Yim, Fung 閻峰 47 M AFP741 RO 2004-11-29 2020-11-16
7 Yuan, Junping 袁軍平 ALS806 Rep 2008-09-30 2011-03-07

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