GUOTAI JUNAN ASSETS (ASIA) LIMITED 國泰君安資產管理(亞洲)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2013
SFC ID Role From Until
1 Au, Yiu Fai 區耀輝 AFJ091 Rep 2011-06-07 2014-07-01
2 Hong, Mei 洪梅 BAM634 Rep 2012-11-23 2020-04-20
3 Li, Xiaowei (SFC:BCC071) 李晓蔚 BCC071 Rep 2013-10-17 2020-11-13
4 Ma, Kai (SFC:ANU813) 馬凱 ANU813 Rep 2013-11-11 2015-12-23
5 Ming, Liang (1981) 明亮 32 F AQS482 Rep 2008-08-29 2017-12-06
6 Ng, King Kwong 吳景光 APS297 Rep 2012-10-24 2014-11-11
7 Sung, On Na 宋安娜 AXI168 Rep 2011-05-27 2020-08-10
8 Yim, Fung 閻峰 50 M AFP741 RO 2004-11-29 2020-11-16
9 Yuan, Junping 袁軍平 ALS806 RO 2011-03-07 2017-09-04

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