CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 華晉證券資產管理有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2015	⚥	SFC ID	Role	From	Until
1	Cheung, Charles Lai Yan 張禮仁		M	AAV372	RO	2014-02-14	2016-01-16
2	Shiu, Sammy Kin Keung 蕭健強		M	AAA540	RO	2014-02-14	2015-04-27
3	To, Andrew Koon Hung 杜冠雄		M	AAD599	RO	2014-02-14	2017-01-31

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