Wells Global Asset Management Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2024	⚥	SFC ID	Role	From	Until
1	Chan, Yue Ching (SFC:BTD723) 陳裕晴			BTD723	Rep	2022-12-22	2023-04-10
2	Fan, Yuen Yi 范婉儀			AEN524	RO	2022-09-21
3	Hasegawa, Kenichi (SFC:AWF432) 長谷川建一			AWF432	RO	2022-09-21
4	Li, Cheuk Fai 李卓輝			AYK176	Rep	2023-03-21	2023-04-19
					RO	2023-04-19	2024-10-10
5	Suzuki, Yuya 鈴木侑也			BTB242	Rep	2022-10-14	2024-11-14
6	Tamura, Kota 田村孝太			BTT250	Rep	2023-06-01	2023-10-13
					RO	2023-10-13
7	Yan, Wo Ping 殷和平			AJB105	Rep	2022-11-28	2023-04-14
8	Yeung, Sum Ho 楊森豪			AOK594	RO	2022-09-21	2023-04-14

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