SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2018 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bhagavath, Sunil Sudhakar | BDR859 | Rep | 2017-12-22 | 2020-01-15 | ||
| 2 | Choi, Anderson Chun Fat 蔡俊發 | M | ANA716 | Rep | 2017-12-22 | 2018-07-11 | |
| 3 | Chung, Thomas Yat Kit 鍾逸傑 | M | BEW941 | Rep | 2018-05-28 | 2020-12-03 | |
| 4 | Fukushima, Hiroyuki (SFC:BHD511) | M | BHD511 | RO | 2017-11-07 | 2019-06-03 | |
| 5 | Kato, Mayumi 加藤真由美 | AFK707 | Rep | 2018-01-05 | |||
| 6 | Ke, Tak Lai 紀德禮 | AXP786 | Rep | 2018-12-19 | 2024-12-20 | ||
| 7 | Kudo, Kento 工藤憲人 | BMY321 | Rep | 2018-05-28 | 2020-03-28 | ||
| 8 | Mizutani, Tatsumi 水谷竜美 | ACL455 | RO | 2018-01-17 | 2018-05-14 | ||
| 9 | Naka, Kazuhito 那珂和人 | BDC123 | RO | 2017-11-07 | 2019-11-18 | ||
| 10 | Sampson, Machiko | AJI380 | Rep | 2018-01-16 | 2020-01-13 | ||
| 11 | Shimamoto, Arisa 嶌本有紗 | BGM560 | Rep | 2017-12-22 | 2025-03-13 | ||
| 12 | Shino, Koa 藤崎小亞 | ANU240 | Rep | 2018-05-29 | 2021-05-14 | ||
| 13 | Wyatt, Andrew William | M | BMV420 | Rep | 2018-05-07 | 2019-05-24 | |
| 14 | Yamagami, Shinichiro | AYG572 | Rep | 2018-01-15 | 2018-05-08 | ||
| RO | 2018-05-08 | 2020-06-12 | |||||
| 15 | Yasui, Katsuhiko 安井克彥 | BMV945 | RO | 2018-06-12 | 2020-07-31 | ||
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