SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	SFC ID	Role	From	Until
1	Lui, David Yin Tat 雷賢達	69	M	AAJ229	RO		2004-09-13
2	Shum, Richard (SFC:ADQ861) 岑傑誠		M	ADQ861	Rep		2003-07-28
					RO	2003-07-28	2003-12-11

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