Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2019
SFC ID Role From Until
1 Acar, Capan AJO226 Rep 2013-02-05 2015-10-27
2 Alghatam, Mohamed Thabet Rashed Jaber Rashed M BLM022 Rep 2017-11-17 2023-10-20
3 Botha, Darren Phillip (SFC:BMM574) M BMM574 Rep 2018-03-06 2018-07-30
RO 2018-07-30 2020-12-31
4 Campbell, Bradley Donald M BBA280 Rep 2013-04-02 2013-06-06
RO 2013-06-06 2014-09-08
5 Chadha, Prashant M BGQ083 Rep 2015-12-07 2017-03-31
6 Chai, Christine Hua 柴華 F BCK713 Rep 2017-11-15 2019-11-20
7 Chan, Ernest (SFC:BOF190) 陳朗程 M BOF190 Rep 2019-03-26 2019-11-03
8 Chan, Kang Muk 陳鏡沐 AUL922 Rep 2015-03-02 2015-04-21
RO 2015-04-21 2015-11-01
9 Chan, Kwun Lam (SFC:BMQ933) 陳冠霖 BMQ933 Rep 2018-04-04 2021-03-08
10 Chan, Kwun Yin (SFC:BID386) 陳君言 BID386 Rep 2016-09-08 2023-10-20
11 Chan, Siu Chun 陳兆津 BMK909 Rep 2018-02-27 2021-03-08
12 Chan, William (SFC:BBJ812) M BBJ812 Rep 2014-02-04 2014-07-21
13 Chan, Yiu Hon (SFC:ALA243) 陳耀漢 ALA243 Rep 2015-10-30 2021-05-11
14 Chen, Ningning (SFC:ASQ132) 陳宁宁 ASQ132 Rep 2013-03-26 2013-04-09
15 Cheng, Gary 鄭嘉堯 M BAZ781 Rep 2013-03-14 2021-05-11
16 Cheung, Eddie King Kan 張敬勤 M BMR061 Rep 2018-04-04 2018-10-27
17 Choe, Steven Kent M ANQ119 RO 2012-12-17 2016-04-01
Rep 2017-09-05 2018-08-03
RO 2018-08-03
18 Chouillet, Laurent M AUI381 Rep 2018-03-29 2022-06-03
19 Chow, Yin Ching 周彥澂 BGZ346 Rep 2016-02-15 2016-05-21
20 Chuang, Kevin 莊泰榮 M BAZ774 Rep 2013-03-21 2014-04-15
21 Cusack, Andrew Mark M AZX878 Rep 2013-03-13 2015-12-01
22 Delano, Andrew Charles M BAZ767 Rep 2013-03-18 2016-12-08
RO 2016-12-08 2018-03-29
23 Ding, Shuang 丁爽 AWO081 Rep 2018-04-04 2021-03-08
24 East, Jeremy John M BBL064 Rep 2013-06-17 2013-10-31
RO 2013-10-31 2017-04-07
25 Escano, Lorenzo Lim BAZ778 Rep 2013-03-14 2013-11-30
Rep 2014-03-07 2014-07-18
26 Fang, Lin (SFC:BBV896) 方淋 BBV896 Rep 2013-09-10 2014-02-22
27 Garg, Manish (SFC:AKT480) AKT480 Rep 2015-09-15 2015-10-27
28 Glassock, Lee Douglas M ARF813 Rep 2013-07-02 2015-01-08
29 Gu, Andrew Ye Yan 顧燁彥 M ALQ626 Rep 2013-02-14 2013-05-07
30 Gupta, Manas AXO842 Rep 2015-01-02 2015-10-27
31 Han, Xu (SFC:BBZ400) 韓旭 BBZ400 Rep 2013-10-02 2014-04-30
32 Han, Zhe (SFC:AQV652) 韓哲 AQV652 Rep 2014-02-04 2015-06-06
33 Hartup, Gerald Toby Benedict M BNC511 Rep 2018-06-25 2021-05-11
34 Ho, Chun Yan (SFC:AVS082) 何俊仁 AVS082 Rep 2013-02-14 2015-10-27
35 Hon, Kenneth Sau Yee 韓守義 M AJI837 RO 2012-12-17 2016-04-01
36 Hsieh, Ching-An 謝景安 BHC630 Rep 2016-03-14 2016-06-01
37 Huang, Hao (SFC:AKY778) 黃昊 AKY778 Rep 2014-09-22 2014-12-21
38 Huang, Tsung-Kai 黃琮凱 BKT096 Rep 2017-09-25 2021-05-11
39 Hui, Ka Fai (SFC:BMD891) 許嘉輝 BMD891 Rep 2018-02-08 2018-08-31
40 Hurson, Eric Pierre Jean M BLS680 Rep 2019-11-12 2021-05-11
41 Jirari, Mohamed El Hadi M BCT641 Rep 2014-01-23 2015-10-27
42 Kang, Seung Hee (SFC:BAV286) 姜承熙 BAV286 Rep 2013-02-01 2013-04-20
43 Kim, Bum Soo AHZ633 Rep 2013-02-27 2014-03-29
44 Kim, Hee Seung 金熙升 BEB745 Rep 2014-08-28 2016-09-03
45 Kim, Ji Hyun BGB395 Rep 2015-08-26 2016-04-01
46 Kim, Yoon Seung ANW847 Rep 2013-11-06 2015-10-27
47 Kwak, Ill Hwan 郭日煥 BAY076 Rep 2013-02-27 2016-04-01
48 Kwong, Wai Man 江惠民 ALU750 Rep 2015-05-28 2016-04-01
49 Lai, Sharon 黎亦彤 F BGW403 Rep 2016-01-18 2016-10-01
50 Lam, Alvin Chun Hin 林俊軒 M BGZ159 Rep 2016-02-05 2016-09-12
51 Lam, Daniel King Wai 林景蔚 43 M AHC689 Rep 2013-01-28 2015-10-27
52 Lau, Kelvin Kin Heng 劉健恆 M BMR063 Rep 2018-04-04 2021-03-08
53 Lee, Jean (SFC:BCA442) BCA442 Rep 2013-10-15 2015-10-07
54 Lee, Koon Wong 李根旺 BEC791 Rep 2014-09-08 2016-12-03
55 Leung, Terence Ming Hin 梁明軒 M BGZ164 Rep 2016-02-05 2016-10-15
56 Li, Jin (SFC:BDE791) 李進 BDE791 Rep 2014-04-01 2021-05-11
57 Li, Jing (SFC:BEN663) BEN663 Rep 2015-04-17 2021-05-11
58 Li, Li (SFC:BFD132) 李力 BFD132 Rep 2015-03-24 2018-05-21
59 Liao, Michael Jia Jun 廖家俊 M BNJ694 Rep 2018-08-20 2021-05-11
60 Liu, Jie (SFC:BLP011) 劉潔 BLP011 Rep 2018-04-18 2021-03-08
61 Liu, Lingming (SFC:BDO989) 劉凌明 BDO989 Rep 2014-06-16 2015-04-01
Rep 2017-03-14 2021-05-11
62 Liu, Wallace Kai Yip 廖啟業 M ARA317 Rep 2013-02-19 2014-09-29
63 Lu, Bingnan 魯冰楠 BMR636 Rep 2018-04-04 2018-07-31
64 Lu, Shen (SFC:BDD498) 盧慎 BDD498 Rep 2014-03-20 2015-10-27
65 Lu, Tso-Lun 盧作倫 BHC629 Rep 2016-03-14 2016-06-01
66 Luk, Brian Kai Wing 陸啟穎 M BIE313 Rep 2016-09-14 2018-02-23
67 Maayoufi, Sofiane AOH908 Rep 2013-03-11 2014-10-04
68 Mak, Kai Ming 麥啟明 BCU738 Rep 2014-05-02 2016-04-01
69 Mao, Siwen 毛嗣文 BGR099 Rep 2015-12-15 2017-06-22
70 Mathiannal, Prasanna M AZV076 Rep 2014-02-04 2023-10-20
71 Murray, David Andrew James M ALN017 Rep 2017-07-05 2017-11-30
72 Park, Min AFA670 Rep 2013-09-02 2014-01-07
RO 2014-01-07 2015-10-27
73 Phan, Steve Ngoc Hoang 50 M BCT642 Rep 2014-01-23 2015-10-27
74 Pittam, Rhys Alexander Lawrence M BGP315 Rep 2015-11-30 2016-11-30
75 Pitts, Greenfield Spenceley ANM515 Rep 2014-12-10 2015-06-30
76 Quah, Terence Fuxiang M BBV891 Rep 2013-09-13 2015-09-11
77 Quarmby, John David M BAZ780 Rep 2013-03-22 2015-02-19
78 Ranjan, Rajeev (SFC:AKU344) AKU344 Rep 2013-02-05 2014-02-28
79 Sabas, Steffen Erich August M BIB411 Rep 2018-01-16 2019-10-27
80 Sarkis, David M AJN346 Rep 2014-03-26 2015-06-27
81 Shankar, Madhav BBB623 Rep 2015-11-26 2016-02-05
RO 2016-02-05 2017-01-09
82 Sheethal Kumar, Dalpathraj APA398 Rep 2013-01-24 2015-10-27
83 Sheppard, David Robert (SFC:BEE084) M BEE084 Rep 2014-09-19 2014-10-09
84 Sittas, Georgios (SFC:BDO990) M BDO990 Rep 2014-06-16 2016-08-03
RO 2016-08-03 2018-08-29
85 Tai, Kwok Wan 戴國韻 BEC152 Rep 2014-09-03 2023-10-20
86 Tan, John Ming Kiu 陳銘僑 M AEK216 RO 2017-02-24 2024-06-24
87 Tan, Jun Jie 陳俊杰 BEI733 Rep 2014-10-20 2018-06-01
88 Tang, Cheung Hing 鄧祥興 BCH566 Rep 2013-11-12 2015-10-27
89 To, Yu Wai 杜裕威 BFV208 Rep 2015-07-16 2016-07-23
90 Tong, Angela Kai Hei 唐啟僖 F BID400 Rep 2016-09-08 2017-09-01
91 Tsang, Kenneth Ki Lok 曾琪樂 M ANM956 Rep 2014-04-10 2015-10-27
92 Tse, Agnes Chi Ling 謝芷玲 F ASF705 Rep 2018-10-26 2023-10-20
93 Tse, Gary Ka Wai 謝嘉偉 M AXG019 Rep 2014-02-07 2014-09-22
94 Wai, Derek Ho Kuen 衛浩權 M ANT739 Rep 2013-10-17 2016-04-01
95 Wan, Cheuk Hei 尹卓希 BMF465 Rep 2018-03-28 2018-08-31
96 Wan, Lap Kei 尹立基 AML156 Rep 2018-03-01 2019-06-06
97 Wang, Ting-Yun (SFC:BHC626) 王亭云 BHC626 Rep 2016-03-14 2016-06-01
98 Wang, Yuchen (SFC:BPE131) 王雨晨 BPE131 Rep 2019-11-27 2021-05-11
99 Wong, Chris Wing Yuen 黃永源 M AEQ064 Rep 2015-08-14 2018-09-23
100 Wong, Susanna Yuen Ting 黃婉婷 F ARN812 Rep 2013-10-03 2015-10-27
101 Wu, Simon Hao Sheng 伍浩生 M BJT979 Rep 2017-07-11 2018-01-13
102 Yeung, Chin Fai 楊展煇 BID614 Rep 2016-09-08 2016-11-22
103 Yiu, Kwok To 饒國濤 BGZ156 Rep 2016-02-05 2016-12-07
104 Yu, Tony Yuk Tung 俞旭東 M AMM469 Rep 2013-03-14 2013-11-02
105 Zeng, Lu (SFC:BBB067) 曾璐 BBB067 Rep 2013-03-28 2016-09-15
106 Zhang, Chao (SFC:BJQ466) 張超 BJQ466 Rep 2017-06-12 2021-03-08
107 Zhang, Qianyi (SFC:BBL386) 張乾一 BBL386 Rep 2013-06-20 2015-10-28
108 Zhang, Yibo (SFC:AZX335) 張亦波 AZX335 Rep 2013-02-27 2015-10-27

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