SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, Dennis Kwok Fung 陳國峰 | M | AMK236 | Rep | 2014-01-14 | 2020-11-16 | |
| 2 | Chan, Wai Lung (SFC:AAC760) 陳偉隆 | AAC760 | Rep | 2003-06-24 | |||
| 3 | Chung, Ka Yin 鍾嘉彥 | BBC953 | Rep | 2013-05-10 | 2015-08-10 | ||
| 4 | Fok, Allan Tse Hang 霍子恒 | M | AGL185 | RO | 2012-07-20 | 2021-07-16 | |
| 5 | Foo, King Wah 符敬華 | ADT598 | Rep | 2003-06-24 | |||
| 6 | Ip, William Wai Lun 葉偉倫 | 58 | M | AEK747 | RO | 2012-07-20 | 2020-10-30 |
| 7 | Koga, Akira 古賀彰 | AWK856 | RO | 2012-07-20 | 2013-03-30 | ||
| 8 | Lam, May Mei Kam 林美金 | F | AAE339 | RO | 2003-06-24 | ||
| 9 | Noguchi, Kenji | AZI956 | RO | 2012-07-20 | 2020-04-09 | ||
| 10 | Ohnuma, Kenta | BDU344 | Rep | 2014-07-18 | 2015-04-01 | ||
| 11 | Sakai, Michinari 坂井道成 | BBJ611 | Rep | 2013-07-03 | 2014-04-07 | ||
| 12 | Wong, Chin Hung (SFC:AYF489) 黃展鴻 | AYF489 | Rep | 2012-07-21 | 2012-12-21 | ||
| 13 | Yoshikawa, Ryosuke | AZK069 | Rep | 2012-07-21 | 2013-03-29 | ||
| 14 | Yuen, Man Yan 袁文茵 | AAE316 | RO | 2003-06-24 |
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