Officers: Oppenheimer Investments Asia Limited 凱萬亞洲有限公司

Oppenheimer Investments Asia Limited 凱萬亞洲有限公司

RO=Responsible Officer, Rep=Representative

	Name	⚥	SFC ID	Role	From	Until
1	Bernstein, Steven A	M	AUQ299	RO	2010-02-12	2011-11-30
2	Bhatia, Chetan (SFC:AUG618)		AUG618	RO	2010-02-12	2012-01-27
3	Bu, Wenyuan 卜文淵		AUW509	Rep	2010-04-19	2011-10-11
4	Chan, Jenny Wai-yee	F	AXZ591	Rep	2011-09-05	2012-07-04
5	Farbstein, Noah Michael	M	AFE276	Rep	2014-10-06	2015-09-25
6	Gan, Jonathan Chin Jer	M	AXS794	Rep	2011-08-22	2012-04-12
7	Holmes, Charles Broadfoot	M	AUG616	RO	2012-05-11	2015-03-15
8	Hui, Florence Wai Ying 許慧瑩	F	AUW505	Rep	2010-04-19	2011-03-21
9	Lai, Carlos 黎嘉樂	M	AWU252	Rep	2011-03-09	2012-04-12
10	Lin, Michelle Chia-Hsing	F	AUW242	Rep	2010-04-19	2011-03-18
11	Liu, Hanhua 劉漢華		AUW243	Rep	2010-03-16	2011-03-27
12	Ng, Chi Fai (SFC:ACR411) 吳梓輝		ACR411	RO	2010-02-12	2011-03-09
13	Tan, Eugenio T 陳傳溜	M	ACM304	RO	2013-09-26	2016-12-31
14	Wong, Jia 王嘉		AUW494	Rep	2010-04-19	2012-04-16
15	Xu, Dapeng (SFC:AUZ670) 徐大鵬		AUZ670	Rep	2010-05-28	2015-06-30
16	Yiu, Ka Hing 姚嘉興		AVW705	Rep	2010-10-08	2010-10-15