Oppenheimer Investments Asia Limited 凱萬亞洲有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2017
SFC ID Role From Until
1 Bernstein, Steven A M AUQ299 RO 2010-02-12 2011-11-30
2 Bhatia, Chetan (SFC:AUG618) AUG618 RO 2010-02-12 2012-01-27
3 Bu, Wenyuan 卜文淵 AUW509 Rep 2010-04-19 2011-10-11
4 Chan, Jenny Wai-yee F AXZ591 Rep 2011-09-05 2012-07-04
5 Cho, Kevin (SFC:BGB221) 曹家榮 M BGB221 Rep 2015-08-25 2016-12-31
6 Farbstein, Noah Michael M AFE276 Rep 2014-10-06 2015-09-25
7 Gan, Jonathan Chin Jer M AXS794 Rep 2011-08-22 2012-04-12
8 Green, Robin Adam M ACQ540 RO 2015-04-20 2017-07-05
9 Holmes, Charles Broadfoot M AUG616 RO 2012-05-11 2015-03-15
10 Hui, Florence Wai Ying 許慧瑩 F AUW505 Rep 2010-04-19 2011-03-21
11 Lai, Carlos 黎嘉樂 M AWU252 Rep 2011-03-09 2012-04-12
12 Lin, Michelle Chia-Hsing F AUW242 Rep 2010-04-19 2011-03-18
13 Liu, Hanhua 劉漢華 AUW243 Rep 2010-03-16 2011-03-27
14 Ng, Chi Fai (SFC:ACR411) 吳梓輝 ACR411 RO 2010-02-12 2011-03-09
15 Ooi, Soon Yi Brian 黃順豫 BGR151 Rep 2015-12-21 2016-12-31
16 Tan, Eugenio T 陳傳溜 M ACM304 RO 2013-09-26 2016-12-31
17 Wong, Jia 王嘉 AUW494 Rep 2010-04-19 2012-04-16
18 Xu, Dapeng (SFC:AUZ670) 徐大鵬 AUZ670 Rep 2010-05-28 2015-06-30
19 Yiu, Ka Hing 姚嘉興 AVW705 Rep 2010-10-08 2010-10-15

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