AXA CHINA REGION INVESTMENT SERVICES LIMITED 安盛投資服務有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	SFC ID	Role	From	Until
1	Lam, Terence Chung Han 林忠漢		M	AGT968	RO	2011-06-21	2016-09-30
2	Leoni, Jean Pierre		M	AST291	RO	2010-12-31	2015-01-07

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