Seres Asset Management Limited 瑞時投資管理有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2020 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Bhargava, Nalin | RO | 2013-04-22 | 2016-04-29 | ||
| 2 | Bryant, David Clifford | M | RO | 2010-12-23 | 2017-03-21 | |
| 3 | Erlanson, Evan Harmon | M | RO | 2010-04-14 | 2023-01-31 | |
| 4 | Lu, Yungang 陸運剛 | RO | 2010-04-14 | 2017-07-17 | ||
| 5 | Rhee, James Kwanwoo 李寬雨 | M | RO | 2017-07-07 | 2020-10-09 | |
| 6 | Bhargava, Nalin | Rep | 2011-03-08 | 2013-04-22 | ||
| 7 | Chen, Lin (SFC:AOX336) 陳林 | Rep | 2011-04-04 | 2013-10-25 | ||
| 8 | Fallon, James Thomas | M | Rep | 2014-05-15 | 2017-10-20 | |
| 9 | Henderson, Scott Michael (SFC:AQU952) | M | Rep | 2011-11-01 | 2014-06-20 | |
| 10 | Lam, Alice Shem Ling 藍琛玲 | F | Rep | 2011-07-12 | 2011-08-19 | |
| 11 | Lau, So On 劉素安 | Rep | 2011-05-27 | 2013-11-29 | ||
| 12 | Rhee, James Kwanwoo 李寬雨 | M | Rep | 2016-07-18 | 2017-07-07 | |
| 13 | Tsoi, Sze Yeung 蔡斯洋 | Rep | 2011-03-11 | 2014-07-11 | ||
| 14 | Yamane, Masaaki 山根正明 | Rep | 2014-06-26 | 2015-09-07 |
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