Sino-Ocean Investment Management Limited 遠洋投資管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	Role	From	Until
1	Chung, Kai Cheong 鍾啟昌	42	M	Rep	2020-08-20	2022-04-14
2	Jin, Zengxiang 金增祥			RO	2020-04-21	2021-10-01
3	Jing, Ruochong 井若冲			RO	2020-04-21	2020-07-20
4	Law, Fong Yuen 羅方圓			RO	2020-04-21	2022-09-30
5	Zhou, Yun (SFC:AXM323) 周蘊			Rep	2020-11-24	2023-01-19

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