AVALOK CAPITAL LIMITED 宏觀資本有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	Role	From	Until
1	Chen, Guqiao 陳谷喬			RO	2012-05-31
2	Han, Yiqiu (SFC:ANC095) 韓逸秋			RO	2012-05-31
3	Shi, Yu (SFC:AOX368) 石鈺			Rep	2013-08-02	2014-04-11
4	Tse, Lee Kuen 謝莉娟			Rep	2014-12-08	2017-10-11

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