Prior Securities Limited 昇悅證券有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2018	⚥	Role	From	Until
1	Lam, Chin Ming 林展明			Rep	2016-11-07	2021-11-19
2	Lee, Tai Tong 李棣棠			RO	2016-11-21	2022-06-22
3	Leung, Lok Kin 梁洛乾			Rep	2018-11-16	2020-08-20
4	Qiao, Bin 喬彬			RO	2018-09-12	2022-03-07
5	Sit, Yat Cheong 薛日昌			Rep	2018-12-27	2019-04-29
6	Song, Cheng (SFC:BEW379) 宋成			Rep	2017-06-16	2020-06-26
7	Wong, Chau Yee 黃秋兒			RO	2017-10-16	2022-03-07

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